Adam J. Epstein

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Lesson Learned: Brand Stewardship Requires Relentless Vigilance… and Then Some

January 21, 2020 by Adam J. Epstein

Last week, I was reading a terrific article to be published in the University of Pennsylvania Law Review by Professor Elizabeth Pollman entitled, … [Read more...]

Filed Under: Articles, Blog, General, Investors Tagged With: Board Advisory, Corporate Governance, IPOs

Trading Volume: A Primer for Small-Cap Boards

May 15, 2018 by Adam J. Epstein

For retail stores, the three things that matter most are location, location, location. In the context of most small-cap stocks, it’s trading volume, … [Read more...]

Filed Under: General, Investors Tagged With: Board Advisory, Capital Markets

The Distinctive Challenges Posed By Small-Cap Shareholder Activists

April 27, 2018 by Adam J. Epstein

Directors of small public companies need to be nimble, to do more with decidedly less, and to shepherd companies against long odds for risk-embracing … [Read more...]

Filed Under: Articles, General, Investors Tagged With: Board Advisory, Corporate Governance

Website Bios: What Savvy Investors Are Looking For

April 24, 2018 by Adam J. Epstein

I apparently triggered a hot-button topic - yes, website bios - for small-cap CEOs and investor relations professionals in one of my recent webinars … [Read more...]

Filed Under: Blog, General, Investors Tagged With: Board Advisory, Capital Markets

Considerations for High-Growth Company Boards in 2018

February 12, 2018 by Adam J. Epstein

Governing pre-initial public offering (IPO) and small-cap public companies is a radically different challenge than governing enterprise-scale … [Read more...]

Filed Under: Articles, General, Investors, Pre-IPO Ratings Tagged With: Board Advisory, Capital Markets, IPOs

Corporate Governance Needs An Image Consultant

January 2, 2018 by Adam J. Epstein

Few who have seen it can forget the iconic scene in the 1987 movie Wall Street when Michael Douglas’ character Gordon Gekko stands up, microphone in … [Read more...]

Filed Under: Blog, General, Investors Tagged With: Corporate Governance

Board Deference & Investor Meetings: A Potentially Lethal Combination

October 24, 2017 by Adam J. Epstein

Small-cap boards need to consider making some preliminary determinations about how involved they will be in monitoring management’s preparation for … [Read more...]

Filed Under: Blog, General, Investors, Small-Cap Tagged With: Corporate Governance

3 Reasons Small-Caps Should Actively Engage In Nasdaq’s “Revitalize” Blueprint

October 17, 2017 by Adam J. Epstein

By Adam J. Epstein   |    Nasdaq MarketInsite   |    October 17, 2017 Despite the fact that the overwhelming majority of public companies in the … [Read more...]

Filed Under: Articles, Blog, Fund Managers, General, Investors, Small-Cap Tagged With: Capital Markets, Corporate Finance

Buybacks, Investor Communication… and Bad Small-Cap Lawyering

September 7, 2017 by Adam J. Epstein

As I wrote about recently in an American Bar Association corporate governance publication, my firm’s small-cap clients regularly change law firms due … [Read more...]

Filed Under: Blog, General, Investors, Lawyers - Legal, Small-Cap Tagged With: Capital Markets, Corporate Governance, Law

Mistakes To Avoid When Purchasing D&O Insurance

June 8, 2017 by Adam J. Epstein

Many companies that are small-cap or on the cusp of an initial public offering (IPO) struggle with purchasing director and officer (D&O) … [Read more...]

Filed Under: Articles, Blog, General, Investors, Lawyers - Legal, Pre-IPO, Small-Cap Tagged With: Corporate Governance

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My SPAC Experience Summed Up in One Acronym: PCWTS

February 8, 2021

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