Last week, I was reading a terrific article to be published in the University of Pennsylvania Law Review by Professor Elizabeth Pollman entitled, … [Read more...]
Trading Volume: A Primer for Small-Cap Boards
For retail stores, the three things that matter most are location, location, location. In the context of most small-cap stocks, it’s trading volume, … [Read more...]
The Distinctive Challenges Posed By Small-Cap Shareholder Activists
Directors of small public companies need to be nimble, to do more with decidedly less, and to shepherd companies against long odds for risk-embracing … [Read more...]
Website Bios: What Savvy Investors Are Looking For
I apparently triggered a hot-button topic - yes, website bios - for small-cap CEOs and investor relations professionals in one of my recent webinars … [Read more...]
Considerations for High-Growth Company Boards in 2018
Governing pre-initial public offering (IPO) and small-cap public companies is a radically different challenge than governing enterprise-scale … [Read more...]
Corporate Governance Needs An Image Consultant
Few who have seen it can forget the iconic scene in the 1987 movie Wall Street when Michael Douglas’ character Gordon Gekko stands up, microphone in … [Read more...]
Board Deference & Investor Meetings: A Potentially Lethal Combination
Small-cap boards need to consider making some preliminary determinations about how involved they will be in monitoring management’s preparation for … [Read more...]
3 Reasons Small-Caps Should Actively Engage In Nasdaq’s “Revitalize” Blueprint
By Adam J. Epstein | Nasdaq MarketInsite | October 17, 2017 Despite the fact that the overwhelming majority of public companies in the … [Read more...]
Buybacks, Investor Communication… and Bad Small-Cap Lawyering
As I wrote about recently in an American Bar Association corporate governance publication, my firm’s small-cap clients regularly change law firms due … [Read more...]
Mistakes To Avoid When Purchasing D&O Insurance
Many companies that are small-cap or on the cusp of an initial public offering (IPO) struggle with purchasing director and officer (D&O) … [Read more...]
