By Alexander Osipovich | The Wall Street Journal | April 23, 2018 A proposal backed by the Trump administration to make the U.S. stock … [Read more...]
Recent Featured Articles
ESG And Diversity Are Small-Cap Considerations, Too
Environmental, social, and governance (ESG) policies and boardroom diversity have historically been concerns for mid- and large-cap institutional … [Read more...]
Why Small-Cap Boards Should Adopt Stock Ownership Guidelines
By Adam J. Epstein | NACD Directorship Magazine | March-April 2018 The vast majority of large, public companies have stock ownership guidelines … [Read more...]
5 Examples of Outside-the-Box Small-Cap Governance
According to Activist Insights, 65 percent of shareholder activist campaigns in 2017 were waged against small-cap companies, and a majority of those … [Read more...]
For Smart Micro-Caps, Financings Don’t End When the Money is in the Bank
According to Nasdaq, 45 percent of its companies have market capitalizations below $300 million. For these micro-cap companies, frequent financing is … [Read more...]
Small-Cap Audit Firm Selection: Think Like an Institutional Investor
There are a handful of firms that perform the vast majority of audit work for the Fortune 1000. For the approximately 80 percent of U.S. public … [Read more...]
Considerations for High-Growth Company Boards in 2018
By Adam J. Epstein | NACD Directorship Magazine | January/February 2018 Governing pre-initial public offering (IPO) and small-cap public … [Read more...]
Book Review: “Director’s Handbook: A Field Guide to 101 Situations Commonly Encountered in the Boardroom”
In March 2017, I wrote a guest commentary in the ABA Business Law Section’s Corporate Governance Committee publication (Insight) entitled, “The … [Read more...]
How Onboarding Positions Small-Cap Boards For Success
By Adam J. Epstein | NACD Directorship Magazine | November/December 2017 I once heard a small-cap director lament that governing her … [Read more...]
3 Reasons Small-Caps Should Actively Engage In Nasdaq’s “Revitalize” Blueprint
By Adam J. Epstein | Nasdaq MarketInsite | October 17, 2017 Despite the fact that the overwhelming majority of public companies in the … [Read more...]