San Francisco, Calif. —April 18, 2018—Adam J. Epstein, founder of Third Creek Advisors, LLC, will be a panelist at the Securities and Exchange … [Read more...]
Board Deference & Investor Meetings: A Potentially Lethal Combination
Small-cap boards need to consider making some preliminary determinations about how involved they will be in monitoring management’s preparation for … [Read more...]
3 Reasons Small-Caps Should Actively Engage In Nasdaq’s “Revitalize” Blueprint
By Adam J. Epstein | Nasdaq MarketInsite | October 17, 2017Despite the fact that the overwhelming majority of public companies in the … [Read more...]
Bucking the Fortune 500 Trend: Middle-Market Companies are Adding Non-CEO Women to Their Boards
By Adam J. Epstein and Coco Brown | Directorship Magazine | September/October 2017For any director who attended last year’s NACD 2016 … [Read more...]
Buybacks, Investor Communication… and Bad Small-Cap Lawyering
As I wrote about recently in an American Bar Association corporate governance publication, my firm’s small-cap clients regularly change law firms due … [Read more...]
Nasdaq’s Daniel Romito on the Unique Challenges of Small Companies
Nasdaq Corporate Solutions Senior Analyst* Daniel Romito will be the first to tell you why data are among the largest and most strategic assets a … [Read more...]
Board Members Regularly Misconstrue Legal Advice
“Well, if our corporate counsel’s principal role isn’t to guide the board with respect to best practices, then why are we paying them so much to … [Read more...]
Understanding the Advice of Boardroom Lawyers
“If our corporate counsel’s principal role isn’t to guide the board with respect to best practices, then why are we paying him so much to attend our … [Read more...]
When Entrepreneurs Think Boards Are a Waste of Time, We All Lose
The scene unfolds countless times a year: founders, investors, and service providers gather at conferences to discuss salient issues for early stage, … [Read more...]
How Media Disaffection Hurts Small-Cap Companies
The media principally cover two segments of the capital markets: the S&P 500 and hotly anticipated initial public offerings (IPOs). So, are U.S. … [Read more...]
