Adam J. Epstein

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You are here: Home / Archives for Adam J. Epstein

Adam J. Epstein of Third Creek Advisors to Speak at SEC Market Structure Roundtable

April 17, 2018 by Adam J. Epstein

San Francisco, Calif. —April 18, 2018—Adam J. Epstein, founder of Third Creek Advisors, LLC, will be a panelist at the Securities and Exchange … [Read more...]

Filed Under: Newsroom, Press Releases

Board Deference & Investor Meetings: A Potentially Lethal Combination

October 24, 2017 by Adam J. Epstein

Small-cap boards need to consider making some preliminary determinations about how involved they will be in monitoring management’s preparation for … [Read more...]

Filed Under: Blog, General, Investors, Small-Cap Tagged With: Corporate Governance

3 Reasons Small-Caps Should Actively Engage In Nasdaq’s “Revitalize” Blueprint

October 17, 2017 by Adam J. Epstein

By Adam J. Epstein   |    Nasdaq MarketInsite   |    October 17, 2017Despite the fact that the overwhelming majority of public companies in the … [Read more...]

Filed Under: Articles, Blog, Fund Managers, General, Investors, Small-Cap Tagged With: Capital Markets, Corporate Finance

Bucking the Fortune 500 Trend: Middle-Market Companies are Adding Non-CEO Women to Their Boards

September 25, 2017 by Adam J. Epstein

By Adam J. Epstein and Coco Brown   |   Directorship Magazine   |  September/October 2017For any director who attended last year’s NACD 2016 … [Read more...]

Filed Under: Articles, General, Newsroom, Small-Cap Tagged With: Capital Markets, Corporate Governance

Buybacks, Investor Communication… and Bad Small-Cap Lawyering

September 7, 2017 by Adam J. Epstein

As I wrote about recently in an American Bar Association corporate governance publication, my firm’s small-cap clients regularly change law firms due … [Read more...]

Filed Under: Blog, General, Investors, Lawyers - Legal, Small-Cap Tagged With: Capital Markets, Corporate Governance, Law

Nasdaq’s Daniel Romito on the Unique Challenges of Small Companies

April 5, 2017 by Adam J. Epstein

Nasdaq Corporate Solutions Senior Analyst* Daniel Romito will be the first to tell you why data are among the largest and most strategic assets a … [Read more...]

Filed Under: Articles, Blog Tagged With: Capital Markets, Corporate Governance

Board Members Regularly Misconstrue Legal Advice

February 16, 2017 by Adam J. Epstein

“Well, if our corporate counsel’s principal role isn’t to guide the board with respect to best practices, then why are we paying them so much to … [Read more...]

Filed Under: Articles, Blog Tagged With: Corporate Governance

Understanding the Advice of Boardroom Lawyers

January 24, 2017 by Adam J. Epstein

“If our corporate counsel’s principal role isn’t to guide the board with respect to best practices, then why are we paying him so much to attend our … [Read more...]

Filed Under: Articles, Blog, General, Lawyers - Legal Tagged With: Corporate Governance, IPOs, Law

When Entrepreneurs Think Boards Are a Waste of Time, We All Lose

January 12, 2017 by Adam J. Epstein

The scene unfolds countless times a year: founders, investors, and service providers gather at conferences to discuss salient issues for early stage, … [Read more...]

Filed Under: Articles, Blog, General Tagged With: Corporate Governance

How Media Disaffection Hurts Small-Cap Companies

December 24, 2016 by Adam J. Epstein

The media principally cover two segments of the capital markets: the S&P 500 and hotly anticipated initial public offerings (IPOs). So, are U.S. … [Read more...]

Filed Under: Articles, Blog, General, Investors, StreetCheck Tagged With: Capital Markets

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My SPAC Experience Summed Up in One Acronym: PCWTS

February 8, 2021

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