Opening Remarks: SEC Roundtable On Market Structure For Thinly-Traded Securities
I was invited to speak at a roundtable event at the SEC’s headquarters in Washington, D.C. on April 23, 2018. The purpose of the event was to discuss the challenges faced by participants in the market for thinly-traded exchange-listed securities and potential improvements that might be considered to the market structure for these securities. Some have asked about my opening remarks - here they are.
This free, 60-minute webinar provides frank, differentiated, buy-side observations which your company can use to meaningfully optimize future 1-on-1 presentations.
A Dinner Conversation About the Realities of Small-Cap M&A
I recently had dinner with a public company CEO and one of his board members. Among other things, they wanted my thoughts on how their new “roll-up” strategy was likely to be perceived by investors. Inasmuch as this has been a recurring conversation I’ve had over the last 15 years, I thought I would re-create it for the benefit of small-cap officers, directors, and service providers.
For exclusive buy-side insights from Adam J. Epstein
June 4, 2018 12:00 P.M. ET
The Conference Board Book Discussion: "The Perfect Corporate Board" with Adam J. Epstein
Adam will discuss his best-selling book for small-cap company directors, detailing the challenges they face, the important differences between small-cap and large-cap governance, and tips to help small-cap company directors govern effectively.
June 5, 2018 1:00 P.M. ET*
NASDAQ FACEBOOK LIVE
Adam’s going to be live in Nasdaq’s Time’s Square studio on June 5th at 1 pm ET* to discuss how U.S. small-caps are impacted by a one-size-fits-all market structure.
*Check LI or Twitter on June 4th for updated viewing details.
A Unique Perspective
Third Creek Advisors
Third Creek Advisors is uniquely suited to provide advice to pre-IPO and small-cap leaders that they can’t easily get elsewhere in the small-cap ecosystem. Its clients don’t get educated guesses about what matters most to investors; they get clear, actionable answers from a former small-cap fund manager.